Compliance Manager
منذ 4 يوم
source :

The role holderwill be responsible to manage risk control aspects of financialoperations, including, Anti-Money Laundering (AML) &compliance functions under strict accordance to regulatorystandards.

Enforce and investigate breach of stablished policiesand procedures to ensure complete compliance to legal and corporatepolicies. Role & Accountibility

  • StudiesAML / Compliance regulatory standards affecting Cpomapny’sfinancial operations
  • Through supporting theinvestigations process, maintains financial operational compliancefunction ensuring AML policies are always respected.
  • Works on the operations caseload of investigations, performsanalysis and follows-up and works case to completion.
  • Investigates breaches in compliance at branches / sales outlets.
  • Investigates any potential internal conflict of interestthat might cause a breach in AML / Compliance regulations.
  • Ensures the right KYC is in place for Company's differentbusiness lines, in compliance with regulatory standards.
  • Performs Level 1 AML investigations with respect to new customer / transaction alerts received by the AML unit.
  • PreparesAML / Compliance training to be rolled out to other teams in thecompany to seek alignment on regulatory standards.
  • Prepares MIS and provides critical analysis of portfolioperformance and composition, identifying stress points.
  • Monitors customer transactions for unusual activities of behaviorto identify high risk triggers and potential points of compromise.Certification
  • CAMS (Certified Anti-Money launderingSpecialist) is required. Skills
  • Track and reportprogress on investigations
  • Number of breaches
  • Amount of regulatory fines received due to AML / Compliance breaches
  • Policy adherence and tracking of procedures in place
  • Quality of Investigation and MIS reporting
  • Guidance to fraud team as appropriate
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