The role holderwill be responsible to manage risk control aspects of financialoperations, including, Anti-Money Laundering (AML) &compliance functions under strict accordance to regulatorystandards.
Enforce and investigate breach of stablished policiesand procedures to ensure complete compliance to legal and corporatepolicies. Role & Accountibility
StudiesAML / Compliance regulatory standards affecting Cpomapny’sfinancial operations
Through supporting theinvestigations process, maintains financial operational compliancefunction ensuring AML policies are always respected.
Works on the operations caseload of investigations, performsanalysis and follows-up and works case to completion.
Investigates breaches in compliance at branches / sales outlets.
Investigates any potential internal conflict of interestthat might cause a breach in AML / Compliance regulations.
Ensures the right KYC is in place for Company's differentbusiness lines, in compliance with regulatory standards.
Performs Level 1 AML investigations with respect to new customer / transaction alerts received by the AML unit.
PreparesAML / Compliance training to be rolled out to other teams in thecompany to seek alignment on regulatory standards.
Prepares MIS and provides critical analysis of portfolioperformance and composition, identifying stress points.
Monitors customer transactions for unusual activities of behaviorto identify high risk triggers and potential points of compromise.Certification
CAMS (Certified Anti-Money launderingSpecialist) is required. Skills
Track and reportprogress on investigations
Number of breaches
Amount of regulatory fines received due to AML / Compliance breaches
Policy adherence and tracking of procedures in place
Quality of Investigation and MIS reporting
Guidance to fraud team as appropriate