Studies AML / Compliance regulatory standards affecting Cpomapny’s financial operations
Through supporting the investigations process, maintains financial operational compliance function ensuring AML policies are always respected.
Works on the operations caseload of investigations, performs analysis and follows-up and works case to completion.
Investigates breaches in compliance at branches / sales outlets.
Investigates any potential internal conflict of interest that might cause a breach in AML / Compliance regulations.
Ensures the right KYC is in place for Company's different business lines, in compliance with regulatory standards.
Performs Level 1 AML investigations with respect to new customer / transaction alerts received by the AML unit.
Prepares AML / Compliance training to be rolled out to other teams in the company to seek alignment on regulatory standards.
Prepares MIS and provides critical analysis of portfolio performance and composition, identifying stress points.
Monitors customer transactions for unusual activities of behavior to identify high risk triggers and potential points of compromise.