AML & Compliance Manager
منذ 1 يوم
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Purpose :

The role holder will be responsible to manage risk controlaspects of financial operations, including, Anti-Money Laundering(AML) & compliance functions under strict accordance toregulatory standards.

Enforce and investigate breach of stablishedpolicies and procedures to ensure complete compliance to legal andcorporate policies.

Role &Accountibility

  • Studies AML / Compliance regulatory standards affectingCpomapny’s financial operations
  • Through supporting the investigations process, maintainsfinancial operational compliance function ensuring AML policies arealways respected.
  • Works on the operationscaseload of investigations, performs analysis and follows-up andworks case to completion.
  • Investigatesbreaches in compliance at branches / sales outlets.
  • Investigates any potential internal conflict of interestthat might cause a breach in AML / Compliance regulations.
  • Ensures the right KYC is in place for Company'sdifferent business lines, in compliance with regulatorystandards.
  • Performs Level 1 AML investigationswith respect to new customer / transaction alerts received by theAML unit.
  • Prepares AML / Compliance training tobe rolled out to other teams in the company to seek alignment onregulatory standards.
  • Prepares MIS andprovides critical analysis of portfolio performance andcomposition, identifying stress points.
  • Monitors customer transactions for unusual activities ofbehavior to identify high risk triggers and potential points ofcompromise.
  • Certification

  • CAMS (Certified Anti-Moneylaundering Specialist) is required.
  • Skills

  • Track and reportprogress on investigations
  • Number ofbreaches
  • Amount of regulatory fines receiveddue to AML / Compliance breaches
  • Policyadherence and tracking of procedures in place
  • Quality of Investigation and MIS reporting
  • Guidance to fraud team as appropriate
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